Abstract
In
this article, we highlight the main vulnerabilities to security and cooperation
at the level of the European Union, referring to the stages of (re)defining and
delimiting the internal and external borders of the European Union. Our
objective is to identify the EU’s main steps regarding the management of
internal and external borders, in the context of the migration crisis and the
delimitation of the external border of the EU after the production of Brexit.
Our analysis highlights the main steps and improvements that have contributed
to achieving a security, freedom and justice environment within the Union, but
which still needs support from the Member States in order to become stronger.
Keywords: borders, migration crisis, Brexit, European Union.
Introduction
Our
approach also means to identify the EU’s main courses of action regarding the
process to eliminate internal border control and institutionalise the control
of its external borders.
Conceptualizing and (Re)shaping
the EU Borders
The
aspiration of a world „without borders”[1] evoked
for the past three decades by the supporters of globalization has been
challenged by the complex and uneven practices to regulating and militarizing the
borders.[2]
The Brexit and Donald Trump coming to the White House produced significant changes
on the way the borders are defined and demarcated.[3] Referring
to the decision taken by the United Kingdom to leave the EU, Gilmartin, Burke
Wood and O’Callaghan discovered two major changes, as follows: 1) the anxieties
generated by the 310 mile land border between the Republic of Ireland and
Northern Ireland were brought back to the forefront and 2) the regulations
regarding the external borders of EU were unlocked[4]. The
redesign of the borders between the United Kingdom and the EU gives them an
alternate meaning, the main characteristic being “the wider reconfiguration of
borders within EU”[5].
The lack of a consensus on borders constitutes the founding of a “border
thinking […], when the imaginary of the modern global system is flawed”[6].
Destabilising the governing patterns of understanding what borders are leaves
room for a new way to redefine them.[7]
“Sovereign
security sites and mobile meeting places”[8], the
borders help marking territories and enforcing regulations on inclusion and
exclusion of multiple forms of mobility, categorized according to the level of
threat[9].
Minca and Rijke have seen that more focus on borders has in fact encouraged the
rhetoric based on walls building[10],
a trend explained by Wendy Brown[11]
as “a sign of lack of state authority, rather than a show of strength”[12].
The architecture of the borders has been reshaped due to globalization and to
the development of new digital and communication technologies.[13]
Within
the European community, borders initially had two major dimensions –economic
and security –based on which the international flow of capital, goods and
services was structured, and the main EU reform policies have sought to facilitate
access to the national markets of the member states and to protect them.[14]The
EU border transformations were simultaneously based on eliminating internal
border controls and institutionalising control of its external borders
(national borders as well).[15]The
concept of a supranational external EU border substantially attenuates the role
of national border, due to the ambivalent nature of EU policies (implementation
of the Schengen aquis, border control and monitoring by specialized EU
agencies, implementation of the European asylum and neighbourhood policies)[16].
“Fortress
Europe”[17]
serves “as a barrier, a bridge and a symbol of identity simultaneously”.[18]
“The paradox of EU borders”[19]
is represented by their mobility[20]
and their diversity[21],
positioned somewhere between the “de-bordering” and “re-bordering” attempts[22].
Analysing the EU borders from the perspective of their functions, Etienne
Balibar identified the following different attributes: over-determination,
polysemy, omnipresence and heterogeneity.[23] A
cultural and geographical entity, the European Union is described by William
Wallace with reference to the ambiguity of the expansion process that doesn’t
define clearly the EU’s external borders.[24] The
migration crisis has further enhanced “Europe’s image as a fortress” that
secures its borders against irregular and unwanted migrants, the EU’s presence
being exerted not only at the external borders of its member states, but also in
border areas (known as stable buffer zones)[25]. At
a domestic level, through the Schengen
Agreement the EU has created an internal security zone for all the members
of the Agreement, removing internal
border control, while “the external borders of all Schengen members have become
a matter of common interest”.[26]
The EU’s stages of enlargement have deeply changed the external borders,[27]
while the adoption of the Convention
implementing the Schengen Agreement of 14 June 1985 and the Dublin II Regulation (that has replaced
the 1990 Dublin Convention) targeted
to support the creation of an area of freedom, security, and justice[28]
that gives the EU an identity of its own (economic, social and political).[29]
The borders of the EU don’t only represent the sum of all external borders belonging
to the member countries situated at the periphery of the Union (geographically
speaking) but also a set of regulations and actions that imply the adoption and
implementation of a common approach from all member states.[30]
The Management of the Internal and External Borders of
the EU
The
EU’s actions regarding the becoming and consolidation of the Schengen area (a
unique area without internal border control) and the implementation of common
standards regarding the external border control, have generally served when the
flow of migrants increased and when the EU’s security has been put at risk. The
moment the EU’s external borders were established coincides with the beginning
of its involvement in internal and foreign common security issues, the EU’s role
being defined with the signing of the Maastricht
Treaty, in 1993.[31]
The Common External and Security Policy (CESP, the EU’s second pillar) and the
Justice and Home Affairs Council (JHA, the EU’s third pillar) have regulated, following
the Maastricht Treaty, the EU’s
policies and steps to “offer its citizens an area of freedom, security and
justice without internal frontiers, where the free movement of persons is
ensured in conjunction with appropriate measures with respect to external
border control, asylum, immigration, as well as crime prevention and fighting”
(art.3, paragraph 2, TUE)[32]
The
first form of common management of the external border takes shape after the
signing of the Schengen Agreement[33],
supplemented five years later by the Schengen Convention.[34] The
Schengen acquis, incorporated into the European Union law by the Amsterdam Treaty has five main
categories of measures, with the Schengen Borders Code[35] as
main instrument seeking the uniform implementation of regulations. The Schengen
Information System gives EU authorities access to an information sharing system
that contains over 80 million alerts on missing or wanted persons and objects.[36]
In 2017 it was consulted by authorities over 5 billion times and generated
“over 240,000 positive results regarding alerts from other countries (issued by
other countries)”[37],
thus bringing an important contribution to security within the Schengen area.[38]
The reform in 2018 added new categories of alerts to the system[39],
SIS being replaced by three regulations regarding the police and judicial
cooperation on criminal matters[40],
border control[41]
and the return of illegally staying third-country nationals.[42]
Another
instrument that the EU countries have access to is the Internal Security Fund –
the Borders and Visa component – that deals with task assignment and covers the
funds allocated by the member countries for the control of the borders that are
also EU’s external borders.[43]
To ensure a high security level inside the Union, and to facilitate legitimate
travel the EU has set up the Fund with 3.8 billion Euros for the period
2014-2020[44].
The adoption in November 2017 of the regulation that establishes the Exit/Entry
System (EES)[45]
has contributed to a more expedited border registration and control of
third-country nationals.[46]The
online operation of the EES strengthened internal security, intensified the
fight against terrorism, reduced the amount of time needed for border control,
enabled the automatic control of the duration of authorised stay for every
traveller, and offered national authorities access to travellers’ data.[47]
The
expansion of the field of application of the European Border and Coast Guard
Agency (Frontex) activities is a major step towards strengthening the EU’s
common effort to manage migration, the fight against cross border crime and the
search and rescue operations.[48]
Basically, Frontex has been given “a greater role in returning migrants to
their countries of origin, according to decisions taken by national
authorities”,[49]being
allowed to intervene and offer assistance to the member states at the request
of the Council and in exceptional circumstances (the failure of a member state
to comply with binding decisions, jeopardising the Schengen area).[50]
The proposal presented by European Commission in September 2018deals with the
same matters regarding the strengthening and expansion of the powers of Frontex.[51]
The “cornerstone” of the new Regulation (that will be enforced by the end of
2019) will be the institution of a permanent standing corps of 10,000 border
guards (fully operational by 2027) that will offer support to the member states
at all time.[52]
It is worth mentioning the important contribution of the Romanian presidency of
the European Council consisting in the informal agreement with the
representatives of the European Parliament, lately recognized by the EU
ambassadors.[53]
In
the meantime, the massive flow of refugees has generated both a humanitarian
crisis in the region of the Mediterranean Sea and a political crisis at the
level of the EU. Building fences at the external borders of the Schengen area coincided
with the image offered by the loss of human lives on the migration routes in
the Mediterranean Sea, hence the discussion on the existence of an identity and
values crisis at the level of the EU. Violating the regulations of the Schengen
Borders Code (article 14, paragraph (2)), the decisional blockage in the Union,
the rise of the anti-European populist and nationalist narratives, the
“uncomfortable” negotiations with Turkey have all highlighted the limits of the
cooperation between the member states, as well as the difficulties regarding
the necessity of a swift response to the challenges that endanger the security
of the borders. Slovakia and Hungary challenged in the European Court of
Justice the decision of the European Council on the mandatory quotas (of
relocation) of asylum seekers[54]
however, they have been dismissed.[55]
These actions draw attention on the lack of consensus between the institutions
of the European Union and its members.
Surfaced
in the context of the so called migrants and refugees “phobia”, Brexit reinforced
the need for a swift and firm response supported by a common approach from the
other 27 members. Unlike the political and ideological disputes caused by the
migration crisis, the 27 members have joined forces and designated one person as
negotiator in the name of the EU and its members. The EU requirement to the
United Kingdom to keep a soft (open) border considering “Northern Ireland’s
peculiar situation”[56]
(part of the EU’s single market and customs union)[57] highlights
“the EU’s hegemonic stand in drafting regulations regarding its borders”[58].The
matter regarding the border between the Republic of Ireland and Northern
Ireland placed the negotiations of the Withdrawal Agreement at a standstill,
even leading to psychological implications – Michel Barnier put an emphasis on
the fact that “European integration helped to remove borders that once existed
on maps and in minds. Brexit changes the external borders of the EU.”[59]
(Re)shaping
the borders is a complex process that requires the support of all EU members, a
scenario that is less likely if we take into consideration the new legislature
of the European Parliament and the increase in the level of fragmentation of political
groups.
Conclusions
In
this article we have highlighted the necessity of a unitary approach, as well
as the fact that the EU and its members should use flexible tools to manage its
internal and external borders. Our effort has emphasized the weaknesses in security
and cooperation at the level of the European Community, thus identifying the
main risks in the process of (re)defining and delimiting the EU’s internal and
external borders.
Referring
to the latest changes in the process of border management, we have identified the
main progresses and steps that have contributed to achieving an area of security,
freedom and justice within the Union, which still needs support from the member
states in order to become stronger.
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[1] Thomas
L. Friedman, The world is Flat: The Globalized World in the Twenty-First
Century, London, Penguin, 2006.
[2] Reece
Jones, Violent Borders: Refugees and the Right to Move, London, Verso
Books, 2016; Reece Jones and Corey Johnson, “Border Militarisation and the
Re-articulation of Sovereignty”, Transactions of the Institute of British
Geographers, 41(2), 2016, pp. 187–200; Mary Gilmartin, Patricia Burke Wood and
Cian O’Callaghan, Borders, Mobility and Belonging in the Era of Brexit and
Trump, Bristol, Policy Press, 2018, p. 10.
[3]Gilmartin,
Burke Wood and O’Callaghan, Borders, Mobility and Belonging in the Era of
Brexit and Trump, p. 10.
[5]Idem, p. 34.
[6]Walter Mignolo, Local Histories/Global Designs: Coloniality, Subaltern
Knowledges, and Border Thinking, Princeton, Princeton University Press,
2000, p. 23, apud. Gilmartin, Burke Wood and O’Callaghan, Borders,
Mobility and Belonging in the Era of Brexit and Trump, p. 34.
[7]
Gilmartin, Burke Wood and O’Callaghan, Borders, Mobility and Belonging in
the Era of Brexit and Trump, p. 34.
[8] Karen
E. Till, Juanita Sundberg, Wendy Pullan, Charis Psaltis, Chara Makriyianni,
Rana Zincir Celal, Meltem Onurkan Samani, Lorraine Dowler, “Interventions in the Political Geographies
of Walls”, Political Geography,
33 (1), 2013, pp. 52–62.
[9]
Gilmartin, Burke Wood and O’Callaghan, Borders, Mobility and Belonging in
the Era of Brexit and Trump, p. 12.
[10] Claudio
Minca and Alexandra Rijke, “Walls! Walls!
Walls!”, Society and Space, 2017, available at: http://societyandspace.org/2017/04/18/walls-walls-walls/.
[11] Wendy
Brown, Walled States, Waning Sovereignty, New York, Zone, 2010.
[12]
Gilmartin, Burke Wood and O’Callaghan, Borders, Mobility and Belonging in
the Era of Brexit and Trump, p. 12.
[13] William
Walters, “Border/Control”, European
Journal of Social Theory, 9 (2), 2006, pp. 187–203; William Walters,
“Rethinking borders beyond the state”,
Comparative Europeanpolitics, 4, 2006, pp. 141–159, apud. Andreas
Müller, Governing Mobility beyond the State. Centre,
Periphery and the EU’s External Borders, Basingstoke, Palgrave
Macmillan, 2014, p. 23.
[14] Andreas
Müller, Governing Mobility beyond the State. Centre, Periphery and the EU’s
External Borders, Basingstoke, Palgrave Macmillan, 2014, p. 1.
[15]Idem, p. 2.
[17] Dennis
Broeders, “The New Digital Borders of
Europe – EU databases and the surveillance of irregular migrants”, International Sociology, 22 (1),
2007, pp. 71–92; Jef Huysmans, “The
European Union and the Securitization of Migration”, Journal of Common Market Studies, 38
(5), 2000, pp. 751–777, Andrew W. Neal, “Securitization
and Risk at the EU Border: The Origins of FRONTEX”, JCMS: Journal of Common Market Studies, 47 (2), 2009, pp.
333–356.
[18] Liam
O’Dowd, “The Changing Significance of
European Borders”, Regional and Federal
Studies, 12 (4), 2002, pp. 13–36, apud. Müller, Governing Mobility
beyond the State. Centre, Periphery and the EU’s External Borders, p. 9.
[19]Thomas
Diez, “The Paradoxes of Europe’s Borders”,
Comparative European Politics,
4, 2006, pp. 235–252.
[20]Ibidem.
[21] Etienne
Balibar, Politics and the Other Scene, London, Verso, 2002.
[22] James
Wesley Scott and Henk van Houtum, “Reflections
on EU Territoriality and the ‘Bordering’ of Europe”, Political Geography, 28 (5), 2009,
pp. 271–273, apud. Müller, Governing
Mobility beyond the State. Centre, Periphery and the EU’s External Borders,
p. 9. Valentina Kostadinova, The European Commission and the
Transformation of EU Borders, London, Palgrave Macmillan, 2017, pp. 58-66.
[23]Etienne
Balibar, Politics and the Other Scene,
London, Verso, 2002, pp. 78-81, apud. Müller, Governing
Mobility beyond the State. Centre, Periphery and the EU’s External Borders,
p. 21.
[24]William Wallace, “Where does Europe
end? Dilemmas of Inclusion and Exclusion”, pp. 78–94 in Jan Zielonka (ed.),
Europe unbound. Enlarging and reshaping the boundaries of the European Union,
London, Routledge, 2002, apud. Müller, Governing Mobility beyond the
State. Centre, Periphery and the EU’s External Borders, p. 37.
[25]Raffaella A. Del Sarto, “Borderlands: The Middle East and North Africa as the EU’s
Southern Buffer Zone”, pp. 149–176, in Dimitar Beckev
and Kalypso Nicolaidis (eds), Mediterranean Frontiers: Borders, Conflicts
and Memory in a Transnational World, London, I.B Tauris, 2010, apud. Müller, Governing
Mobility beyond the State. Centre, Periphery and the EU’s External Borders,
p. 40.
[26]Jorg Monar, “The European Union’s ‚Integrated
Management’ of External Borders”, pp. 145–161 in Joan DeBardeleben (ed.), Soft
or Hard Borders? Managingthe Divide in an Enlarged Europe, Aldershot,
Ashgate, 2005, apud. Müller, Governing Mobility beyond the State.
Centre, Periphery and the EU’s External Borders, pp. 43-44.
[27] Luiza
Bialasiewicz, Stuart Elden and Joe Pinter, “Constitution
of EU Territory”, Comparative
European Politics, 3 (3), 2005, pp. 333–363; Etienne Balibar, “The Borders of Europe”, in Pheng Cheah and
Bruce Robbins (Eds.), Cosmopolitics. Thinking and Feeling beyond the Nation,
Minneapolis, University of Minnestota Press, 1998, pp. 216-229; Thomas Diez, “The Paradoxes of Europe’s Borders”, Comparative European Politics, 4,
2006, pp. 235–252; apud. Valentina
Kostadinova, The European Commission and the Transformation of EU Borders,
London, Palgrave Macmillan, 2017, p. 4.
[28]Valentina Kostadinova, The European Commission and the Transformation of
EU Borders, London, Palgrave Macmillan, 2017, pp. 52-53.
[31]Cian C. Murphy and Diego Acosta Arcarazo, “Rethinking
Europe’s Freedom, Security and Justice”, in Diego Acosta Arcarazo andCian
C Murphy (Eds.), EU Security and Justice Law after Lisbon and Stockholm,
Oxford and Portland, Oregon, HART Publishing, 2014, pp. 2-4.
[32]Ibidem.
[33]Signed on the 14th June 1985 by five of the ten members of the European
Economic Community.
[34]19 June 1990 Agreement between the Governments of the States of the Benelux
Economic Union, the Federal Republic of Germany and the French Republic on the
gradual abolition of checks at their common borders (JO L 239, 22.9.2000). at
present 26 European countries are in the Schengen area. The United Kingdom,
Ireland, Croatia, Bulgaria and Romania are not.
[35]Regulation (EU) 2016/399 of the European Parliament and of the Council of 9
March 2016 on a Union Code on the rules governing the movement of persons
across borders (Schengen Borders Code) (codification) (JO L 77, 23.3.2016, p.
1).
[38]Ibidem.
[39]“These three regulations introduce additional categories of alerts to the
system, such as alerts on unknown suspects or wanted persons, preventive alerts
for children at risk of parental abduction, alerts for the purpose of return,
an alert in relation to return decisions issued to illegally staying
third-country nationals, in addition to palm prints, fingerprints, facial
images and DNA concerning missing persons so as to confirm their identity.” European
Parliament, “Management of the External
Borders”, Fact Sheet EU, 2019.
[40]Regulation (EU) 2018/1862 of the European Parliament and of the Council of
28 November 2018 on the establishment, operation and use of the Schengen
Information System (SIS) in the field of police cooperation and judicial
cooperation in criminal matters, amending and repealing Council Decision
2007/533/JHA, and repealing Regulation (EC) No 1986/2006 of the European
Parliament and of the Council and Commission Decision 2010/261/EU (JO L 312,
7.12.2018, pp. 56-106).
[41]Regulation (EU) 2018/1861 of the European Parliament and of the Council of
28 November 2018 on the establishment, operation and use of the Schengen
Information System (SIS) in the field of border checks, and amending the
Convention implementing the Schengen Agreement, and amending and repealing
Regulation (EC) No 1987/2006 (JO L 312, 7.12.2018, pp. 14–55).
[42]Regulation (EU) 2018/1860 of the European Parliament and of the Council of
28 November 2018 on the use of the Schengen Information System for the return
of illegally staying third-country nationals (JO L 312,7.12.2018).
[43]European
Parliament, “Management of the External
Borders”, Fact Sheet EU, 2019.
[45]Regulation
(EU) 2017/2226 of the European Parliament and of the Council of 30 November
2017 establishing an Entry/Exit System (EES) to register entry and exit data
and refusal of entry data of third-country nationals crossing the external
borders of the Member States and determining the conditions for access to the
EES for law enforcement purposes, and amending the Convention implementing the
Schengen Agreement and Regulations (EC) No 767/2008 and (EU) No 1077/2011 (JO L
327, 9.12.2017),
p. 20-82.
[46]European
Parliament, “Management of the External
Borders”, Fact Sheet EU, 2019.
[48]Regulation (EU) 2016/1624 of the European Parliament and of the Council of
14 September 2016 on the European Border and Coast Guard and amending
Regulation (EU) 2016/399 of the European Parliament and of the Council and
repealing Regulation (EC) No 863/2007 of the European Parliament and of the Council,
Council Regulation (EC) No 2007/2004 and Council Decision 2005/267/EC, JO L 251
16.9.2016, p. 1.
[49]European
Parliament, “Management of the External
Borders”, Fact Sheet EU, 2019.
[50]Ibidem.
[51]Regulation of the European Parliament and of the Council on the European
Border and Coast Guard and repealing Council Joint Action n°98/700/JHA,
Regulation (EU) n° 1052/2013 of theEuropean Parliament and of the Council and
Regulation (EU) n° 2016/1624 of the European Parliament and of the Council, COM
(2018)0631.
[52]European
Parliament, “Management of the External
Borders”, Fact Sheet EU, 2019.
[53]Romanian
Presidency of the Council of the European Union, “European Border and Coast
Guard: Council Confirms Agreement on Stronger Mandate”, 1 April 2019, available
at: https://www.romania2019.eu/2019/04/01/european-border-and-coast-guard-council-confirms-agreement-on-stronger-mandate/.
[54]Council
Decision (EU) 2015/1601of 22 September 2015 establishing provisional measures
in the area of international protection for the benefit of Italy and Greece, JO
L 248, 24.9.2015, pp. 80-94.
[55]Judgment of the Court (Grand
Chamber) of 6 September 2017 Slovak Republic and Hungary v Council of the
European Union Actions for annulment – Decision (EU) 2015/1601 – Provisional
measures in the area of international protection for the benefit of the
Hellenic Republic and the Italian Republic – Emergency situation characterised
by a sudden inflow of nationals of third countries into certain Member States
–– Relocation of those nationals to other Member States – Relocation quotas –
Article 78(3) TFEU – Legal basis – Conditions under which applicable – Concept
of ‘legislative act’ – Article 289(3) TFEU – Whether conclusions adopted by the
European Council are binding on the Council of the European Union – Article
15(1) TEU and Article 68 TFEU – Essential procedural requirements – Amendment
of the European Commission’s proposal – Requirements for a further consultation
of the European Parliament and a unanimous vote within the Council of the
European Union – Article 293 TFEU – Principles of legal certainty and of
proportionality Joined Cases C-643/15 and C-647/15.
[56]The speech of the EU’s chief negotiator for Brexit, Michel Barnier, January
2017.Gilmartin,
Burke Wood and O’Callaghan, Borders, Mobility and Belonging in the Era of
Brexit and Trump, p. 19.
[57]European
Commission, “Joint report from the negotiators of the European Union and the
United Kingdom government on progress during phase 1 of negotiations under
Article 50 on the United Kingdom’s orderly withdrawal from the European Union’,
TF0 (2017) 19 – Commission to EU 27, 8 December 2017, available at:
https://ec.europa.eu/commission/ sites/beta-political/files/joint_report.pdf,
European Commission, “European Commission draft withdrawal agreement on the
withdrawal of the United Kingdom of Great Britain and Northern Ireland from the
European Union and the European Atomic Energy Community’, TF50 (2018) 33 –
Commission to EU 27, 28 February 2018, available at:https://ec.europa.eu/commission/publications/draft-withdrawal-agreement-withdrawalunited-kingdom-great-britain-and-northern-irelandeuropean-union-and
european-atomic-energy community_en.
[58]Idem, p. 24.
[59]
“European integration helped to remove borders that once existed on maps and in
minds. Brexit changes the external borders of the EU.” in European Commission,
“Speech by Michel Barnier at the Joint Houses of the Oireachtas (Houses of
Parliament of Ireland)”, Dublin, 11 may 2017, available at:
https://europa.eu/rapid/press-release_SPEECH-17-1276_en.htm.